Operations

📊

3

Regulator

Total Regulator records

📁

2

Communication

Total Communication records

🗂️

2

Evidence Item

Total Evidence Item records

📋

2

Evidence Review

Total Evidence Review records

Insights

Records by model

Communication by communication type

Data Health

Total records 28

Model Categories

🏛️

Investigations

3 models

Regulators, investigations/matters and the parties involved

🏛️ Investigation 1 🏛️ Investigation Party 2 🏛️ Regulator 3

📥

Requests & Requirements

4 models

Regulator requests, their decomposed requirements, assignments and extension requests

📥 Regulatory Request 1 📥 Requirement 2 📥 Requirement Assignment 2 📥 Extension Request 1

🔎

Evidence & Review

2 models

Evidence items with custody and privilege status, and legal/relevance review

🔎 Evidence Item 2 🔎 Evidence Review 2

📤

Response & Submissions

5 models

Response drafts, review decisions, submissions to the regulator and what they contain

📤 Response Draft 2 📤 Review Decision 2 📤 Submission 1 📤 Submission Requirement 2 📤 Production Item 2

⚠️

Comms & Exceptions

2 models

Correspondence with the regulator and issues/exceptions raised on the matter

⚠️ Communication 2 ⚠️ Issue Exception 1